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Mutual Funds and Exchange Traded Funds Regulation (November 2016 Edition)

Clifford E Kirsch




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 | #1476253 in eBooks |  2016-11-30 |  2016-11-30 | File type: PDF

||About the Author|Clifford E. Kirsch is partner at Sutherland Asbill & Brennan LLP in New York City. Previously, he was Vice President and Senior Corporate Counsel at the Prudential Insurance Company of America. Prior to that, he was first vice president a

Updated to reflect the Dodd-Frank Act, the many FINRA amended rules, and the SEC 2010 Amendments, the new third edition of Mutual Funds and Exchange Traded Funds Regulation offers definitive legal and compliance information, helping you to:

  • Satisfy prospectus disclosure and delivery standards
  • Draft airtight advisory, distribution, custodian, and other contracts
  • Structure sound compensation agreements
  • Exploit statutory safe harbors and othe...

    You easily download any file type for your gadget.Mutual Funds and Exchange Traded Funds Regulation (November 2016 Edition)   |  Clifford E Kirsch. I have read it a couple of times and even shared with my family members. Really good. Couldnt put it down.

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